AML: Financial Crime Compliance Workflow Template

OpsDog AML: Financial Crime Compliance Workflow - Preview Image

Overview: AML: Financial Crime Compliance Workflow Template

This workflow template illustrates the generation of alerts, reporting and compliance writing related to possible fraudulent transactions. Purchase and download this template in PDF and Visio (VSD) formats. You can customize it to fit your own organization, or simply use it to better understand AML: Financial Crime Compliance processes.

Download a Free Sample of this Workflow Template


Process Details and FAQ: AML: Financial Crime Compliance

What is included in the AML: Financial Crime Compliance process?

The AML: Financial Crime Compliance process involves the generation of alerts, reporting and compliance writing related to possible fraudulent transactions. This process includes automated generation of alerts for possible suspicious activities, false alert removal (requires a validation of transaction details with alert scenarios), documentation of transaction information, case assignment, detailed transaction reporting and summary generation to customer. AML Laws and regulations target activities that include market manipulation, trade of illegal goods, corruption of public funds and evasion of tax, as well as all activities that attempt to conceal such activities.


Which KPIs, or metrics, are typically used to measure this process?

The following metrics may be used to measure the AML: Financial Crime Compliance process:


  • 1.Anti-Money Laundering (AML) Headcount Ratio
  • 2.Suspicious Activity Reports by Transaction Type
  • 3.Total volume: Suspicious Account Activity Investigations

Which employees and/or departments are involved in this process?

The following parties are typically involved in the AML: Financial Crime Compliance process:


  • Compliance Officer
  • Fraud Prevention Specialist
  • Investigation Team
  • Suspicious Activity Report Writing Team

What is the purpose of these workflow templates?

Broken business processes pervade companies, large and small. Manual workarounds, downtime, errors and other waste is thought of as "the cost of doing business." Use our workflow templates as a starting point to document your own processes. Customize them to fit your business and add "call outs" for improvement opportunities.


How are these workflow templates created?

These workflow templates are the product of over 20 years of hands-on management consulting experience, as well as research performed by the OpsDog team. All of our workflows are mapped using the BPMN 2.0 specification.


How do I download a workflow template?

Simply click the "add to cart" button and follow the process to purchase and download this workflow template. You can use any major credit card, or a PayPal account, to pay. After you have completed the purchase, you will receive a link to immediately download the workflow template in PDF and Visio (VSD) formats. If you aren't a registered OpsDog user yet, create a free account! New users get $20 off of their first purchase.


Questions?Call: 844-650-2888Email: info@opsdog.com
  • Workflow Template

    $15

    AML: Financial Crime Compliance

    - Instantly download files
    - Includes PDF, VSD file formats
    - Customize the Visio version
    - Mapped in BPMN 2.0 format

    Questions?

    Call: 844-650-2888

    Email: info@opsdog.com

Related Products

Looking for a custom solution?

OpsDog’s remote analytical team can provide custom, high quality data, reports and analysis for your organization with low cost and risk. Custom solutions include:

Questions?Call: 844-650-2888Email: info@opsdog.com

Let's find a solution that works for you. Fill out the form below and an OpsDog team member will contact you shortly to learn more about your needs...

Need help?
Call: 844-650-2888
Email: info@opsdog.com
TOTAL:
Tax will be calculated in the purchase step.
Continue to Payment
Please login to continue your purchase
Need help?
Call: 844-650-2888
Email: info@opsdog.com
Need help?
Call: 844-650-2888
Email: info@opsdog.com
Back to Top