Collateral Management Workflow Template

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Overview: Collateral Management Workflow Template

This workflow template illustrates the evaluation and authorization of collateral for listed derivative products. Purchase and download this template in PDF, Visio (VSD) and PowerPoint (PPT) formats. You can customize it to fit your own organization, or simply use it to better understand Collateral Management processes.

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Process Details and FAQ: Collateral Management

What is included in the Collateral Management process?

The Collateral Management process involves the evaluation and authorization of collateral for listed derivatives. This process includes the request for collateral by client services, collateral term authorization and agreement, calculation of collateral value (obtained by gathering information from rating agencies, market trades and other valuation criteria), margin calls (margin recalculations should be followed by the generation of settlement or movement reports) and interest, collateral and trade value report generation. Ensure that client services are notified of all margin calls.

Which KPIs, or metrics, are typically used to measure this process?

The following metrics may be used to measure the Collateral Management process:

  • 1.Cycle Time: Collateral Value Assessment
  • 2.Cycle Time: Margin Calculation
  • 3.Percentage of Inaccurate Equity Trade Records

Which employees and/or departments are involved in this process?

The following parties are typically involved in the Collateral Management process:

  • Investment Relationship Manager
  • Credit Analyst
  • Collateral Management Team
  • Compliance Officer

What is the purpose of these workflow templates?

Broken business processes pervade companies, large and small. Manual workarounds, downtime, errors and other waste is thought of as "the cost of doing business." Use our workflow templates as a starting point to document your own processes. Customize them to fit your business and add "call outs" for improvement opportunities.

How are these workflow templates created?

These workflow templates are the product of over 20 years of hands-on management consulting experience, as well as research performed by the OpsDog team. All of our workflows are mapped using the BPMN 2.0 specification.

How do I download a workflow template?

Simply click the "add to cart" button and follow the process to purchase and download this workflow template. You can use any major credit card, or a PayPal account, to pay. After you have completed the purchase, you will receive a link to immediately download the workflow template in PDF, Visio (VSD) and PowerPoint (PPT) formats. If you aren't a registered OpsDog user yet, create a free account! New users get $20 off of their first purchase.

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  • Workflow Template


    Collateral Management

    - Instantly download files
    - Includes PDF, VSD, PPT file formats
    - Customize PPT and Visio versions
    - Mapped in BPMN 2.0 format


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