Compliance Benchmarking & KPIs

Compliance Metric Definitions, Benchmarking Data & Reports

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Showing results 1 through 31 of 90 records
Internal Audit Vendor Expense as a Percentage of Total Revenue The total dollar amount of fees, or expenses, paid to third party vendors to perform Internal Audit activities divided by the total revenue generated by the company over the same period of time, as a percentage. See data (71)
Average Compensation: Compliance Officers The average total compensation (salary, bonuses, commissions) for compliance officers over a certain period of time. See data (15)
Average Base Salary: Compliance Officers The average base salary for compliance officers over a certain period of time. See data (15)
Percentage of Internal Audit Activities Outsourced The number of Internal Audit activites or tasks that are outsourced to a third party vendor divided by the total number of Internal Audit activities performed at the same point in time, as a percentage. See data (9)
Internal Audit Outsourcing Rate The number of companies in which some or all of the Internal Audit activities are outsourced to a third party vendor divided by the total number of companies examined over the same period of time, as a percentage. See data (8)
Audit and Compliance Headcount Ratio The number of company-wide employees divided by the total number of Audit and Compliance employees working for the company. See data (8)
Supplier Contract Compliance The number of suppliers that are meeting the service and quality levels as defined in the executed contract divided by the total number of vendor contracts under management at the same point in time, as a percentage. See data (7)
Audit and Compliance Occupancy Expense as a Percentage of Audit and Compliance Expense Total occupancy-related expense (rent, property tax, etc.) incurred by the Audit and Compliance Department divided by the total Audit and Compliance expense over the same time period, as a percentage. See data (5)
Audit and Compliance Vendor/Consulting Expense as a Percentage of Audit and Compliance Expense Total vendor/consulting-related expense incurred by the Audit and Compliance Department divided by the total Audit and Compliance expense over the same time period, as a percentage. See data (5)
Audit and Compliance Expense per Employee The total expense incurred by the Audit and Compliance Department divided by the total number of company-wide employees. See data (5)
Total Volume: Internal Financial Audits The total number of formal internal financial audits completed over a certain period of time.
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Total Volume: Process Improvement Recommendations The number of compliance-related process improvements recommended at the completion of an internal compliance audit.
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Total Volume: Insurance Regulatory Reports The total number of insurance regulatory reports produced at a certain point in time.
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Percentage of Escalated Compliance Issues The number compliance issues escalated to the Compliance Committee divided by the total number of compliance issues filed over the same period of time, as a percentage.
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Frequency of Collector Compliance Training The average number of times Collections employees participate in compliance training sessions over a certain period of time.
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Total Employees: Compliance The total number of Compliance employees working for the company at a certain point in time.
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Regulatory Reporting Expense as a Percentage of Total Expense The expense incurred by creating and publishing compliance regulatory reports divided by the total expense incurred by the company at the same point in time, as a percentage.
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Total Volume: Internal Finance Audit Reports The total number of internal finance audit reports published over a certain period of time.
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Cycle Time: Insurance Regulatory Report Creation The number of business days required to produce and submit an insurance regulatory report, from the time all the necessary information is gathered until when the report is submitted.
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Number of Compliance-Related Lawsuits Filed The number of lawsuits filed against the company for compliance-related issues over a certain period of time.
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Cycle Time: New Regulation Implementation The number of business days required to implement a new law or regulation within a company, from the time it has passed government review until when the regulatory measures are implemented within the company.
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Collections Non-Compliance Expense as a Percentage of Total Collections Expense The total non-compliance expense (fines, etc.) incurred by the Collections Department, or agency, divided by the total expense incurred by the Collections function over the same time period, as a percentage.
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Total Expense: Compliance The total expense incurred by the Compliance Department over a given period of time.
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Percentage of New Regulations Met On-Time The number of new regulations that were adhered to by the required deadline divided by the total number of new regulations (that affected the company) issued over the same period of time, as a percentage.
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Unit Cost: Internal Financial Audit The total cost of performing internal finance-related audits divided by the total number of internal finance audits performed over the same period of time.
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Document Destruction Outsourcing A yes/no metric indicating whether the company uses a third-party service to destroy sensitive company documents.
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Percentage of Compliance Issues in Backlog The number of unresolved compliance issues older than 28 days divided by the total number of compliance issues that are unresolved at the same point in time, as a percentage.
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Compliance Training Expense per Employee The total expense incurred by training employees in compliance policies divided by the total number of company-wide employees.
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Percentage of Employees Trained in Legal Compliance Procedures The percentage of company-wide employees (FTEs) who have undergone training on relevant legal compliance and risk management and procedures.
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External Complaints per Employee The total number of external (from customers or regulators) compliance complaints filed over a certain period of time divided by the number of company-wide employees.
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