Compliance Benchmarking & KPIs

Compliance Metric Definitions, Benchmarking Data & Reports

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Showing results 1 through 31 of 90 records
Internal Audit Vendor Expense as a Percentage of Total Revenue The total dollar amount of fees, or expenses, paid to third party vendors to perform Internal Audit activities divided by the total revenue generated by the company over the same period of time, as a percentage. See data (71)
Average Compensation: Compliance Officers The average total compensation (salary, bonuses, commissions) for compliance officers over a certain period of time. See data (15)
Average Base Salary: Compliance Officers The average base salary for compliance officers over a certain period of time. See data (15)
Percentage of Internal Audit Activities Outsourced The number of Internal Audit activites or tasks that are outsourced to a third party vendor divided by the total number of Internal Audit activities performed at the same point in time, as a percentage. See data (9)
Internal Audit Outsourcing Rate The number of companies in which some or all of the Internal Audit activities are outsourced to a third party vendor divided by the total number of companies examined over the same period of time, as a percentage. See data (8)
Audit and Compliance Headcount Ratio The number of company-wide employees divided by the total number of Audit and Compliance employees working for the company. See data (8)
Supplier Contract Compliance The number of suppliers that are meeting the service and quality levels as defined in the executed contract divided by the total number of vendor contracts under management at the same point in time, as a percentage. See data (7)
Audit and Compliance Expense per Employee The total expense incurred by the Audit and Compliance Department divided by the total number of company-wide employees. See data (5)
Audit and Compliance Occupancy Expense as a Percentage of Audit and Compliance Expense Total occupancy-related expense (rent, property tax, etc.) incurred by the Audit and Compliance Department divided by the total Audit and Compliance expense over the same time period, as a percentage. See data (5)
Audit and Compliance Vendor/Consulting Expense as a Percentage of Audit and Compliance Expense Total vendor/consulting-related expense incurred by the Audit and Compliance Department divided by the total Audit and Compliance expense over the same time period, as a percentage. See data (5)
Number of Customer Privacy Breach Complaints The total number of substantiated complaints regarding breaches of customer privacy and loss of customer data submitted over a certain period of time.
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Total Volume: Improper Configuration of Assets The total number of compliance issues caused by the improper configuration of assets at a certain point in time.
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Frequency of Corporate Policy Audits The average number of days between formal reviews, or audits, of company operations and policies performed by the Legal and Compliance Departments.
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Regulatory Reports per Compliance Employee The total number of regulatory reports developed over a certain period of time divided by the total number of Compliance employees.
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Cost Savings due to Audit Findings The total amount of cost savings (in dollars) over a certain period of time due to the implementation of audit findings and recommendations.
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Internal Complaints per Employee The total number of internal (from employees) compliance complaints filed at a certain point in time divided by the number of company-wide employees.
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Cycle Time: Compliance Investigation The number of business days required to perform a compliance-related investigation, from the time the investigation begins until when the investigation is completed.
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Unit Cost: Compliance Investigation The total cost of performing compliance investigations divided by the number of compliance investigations performed over a certain period of time.
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Regulatory Compliance Expense per Employee The total regulatory compliance-related expense incurred at a certain point in time divided by the total number of company-wide employees.
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Composite Risk Index The cost of the impact of a risk event (1-5 scale) multiplied by the probability of the occurrence of that event (1-5 scale).
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HR Regulatory Compliance Expense as a Percentage of Total Revenue The regulatory compliance-related expense incurred by the HR Department divided by the total revenue generated by the company at the same point in time, as a percentage.
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Span of Control: Compliance The average number of Compliance employees reporting to each Compliance manager.
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Cycle Time: Internal Audit The number of business days required to perform a full internal audit, from the time the internal audit begins until audit reports are produced and distributed to management and stakeholders.
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Cycle Time: Security Incident Resolution The number of minutes a company's network is down due to a security breach or incident, from the time the security breach is detected until when the company's network is back in full operation.
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Compliance Training Hours per Employee The number of compliance-related training hours undergone over a certain point in time divided by the total number of company-wide employees.
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Cycle Time: Regulatory Report Creation The number of business days required to produce and submit a regulatory report (segment by report type; financial, technology, environmental, etc.), from the time all necessary data is collected until the regulatory report is submitted.
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AML Spending as a Percentage of Compliance Expense The total anti-money laundering (AML) expense divided by the total Compliance and Fraud Prevention expense (wages, overhead, fees) over the same period of time, as a percentage.
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Recurring Compliance Improvement Opportunities Identified The number of compliance-related improvement opportunities that are replicated across 2 or more audits divided by the total number of compliance-related improvement opportunities identified at the same point in time.
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Management Levels: Compliance The total number of management levels, or layers, in the Compliance Department.
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Frequency of Internal Audits The number of business days elapsed between formal internal audits (segment by audit type: financial, technology, environmental, etc.).
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