Broker Dealer Benchmarking Report (2016 Update)

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Overview: Broker Dealer Benchmarking Report

This report includes data for 22 Broker Dealer performance metrics, or KPIs, including Unit Cost: Wire Transfer, Revenue per Registered Financial Representative, Confirmation Rate: Interest Rate Derivatives, and more. Each metric in this report includes a detailed definition and a chart depicting high-to-low performer data. Stop operating in the dark - benchmarking is the first step in identifying improvement opportunities within your Broker Dealer Group.

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Table of Contents: Broker Dealer Benchmarking Report

The Broker Dealer Benchmarking Report (2016) contains benchmarking data, charts and definitions for the below metrics:

Broker Dealer Benchmarks (22)

  • 1.Assets Under Management (AUM) per Registered Financial Representative
  • 2.Commission Rate: Registered Financial Representative
  • 3.Confirmation Rate (Manual): Commodity Derivatives
  • 4.Confirmation Rate (Manual): Credit Derivatives
  • 5.Confirmation Rate (Manual): Currency Options
  • 6.Confirmation Rate (Manual): Equity Derivatives
  • 7.Confirmation Rate (Manual): Interest Rate Derivatives
  • 8.Confirmation Rate: Commodity Derivatives
  • 9.Confirmation Rate: Credit Derivatives
  • 10.Confirmation Rate: Currency Options
  • 11.Confirmation Rate: Equity Derivatives
  • 12.Confirmation Rate: Interest Rate Derivatives
  • 13.Equities Trade Executions per Equities Trading Employee (Monthly)
  • 14.Equity Accounts per Stock Trader
  • 15.New Equity Accounts per Investment Account Onboarding Employee (Monthly)
  • 16.Percentage of FX Trades Requiring a Phone Confirmation
  • 17.Percentage of Inaccurate Equity Trade Records
  • 18.Principal Value per Block Trade: Equities
  • 19.Registered Financial Representatives per Trade Operations & Support Employee
  • 20.Revenue per Registered Financial Representative (Annual)
  • 21.Trade Break Rate: Equities
  • 22.Unit Cost: Wire Transfer

Report Details & FAQ: Broker Dealer Benchmarking Report

How many sources does this report contain? What is the date range?

The most current version of the Broker Dealer Benchmarking Report includes data from over 10 unique sources (i.e., companies). The date range for this report is 2012-2016.

What kind of companies are included in the data for this report?

The companies included in this report break down as follows:

Company Sizes (Total = 100%)

  • < 1,000 Employees 25%
  • 1,001-10,000 Employees 19%
  • 10,001-25,000 Employees 19%
  • 25,001-50,000 Employees 37%

How is this data collected?

OpsDog's data is collected through hands-on observations and data analysis performed for past clients or partners, and through surveys conducted throughout the year by our in-house analysis team. We also collect data from third party industry associations and public sources (annual filings, regulatory bodies) for selected metrics.

How do I purchase this report? How/when will I receive it?

Simply click the "add to cart" button and follow the process to order a copy of this report. You can use any major credit card, or a PayPal account, to pay. After your payment is processed, an OpsDog team member will email you to confirm the delivery time (typically 3-5 business days or less). Once our latest data has been incorporated into the existing report, a presentation-ready PDF copy is emailed to you. Download a free sample report now.

When will this report be refreshed? Is there a discount for repeat buyers?

Our database is constantly growing - we refresh these formal reports on a bi-annual or annual basis, dependent upon the trends (or lack thereof) that our analysts see in the data being collected. New report versions typically include additional data for existing metrics, as well as data for new metrics not included in previous versions. Repeat purchasers are eligible to receive a 50% discount on future updates. Contact us for more information about report updates and discounts.

Questions?Call: 844-650-2888Email:
  • Benchmark Report


    Broker Dealer Benchmarking Report

    - 22 KPIs with data, charts
    - 25+ page PDF document
    - Delivered in 3-5 business days
    - Presentation-quality design
    - Excel data available upon request


    Call: 844-650-2888


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