Institutional Investment Plan Implementation

Workflow Template

Institutional Investment Plan Implementation

Workflow Template

This workflow template illustrates the development, approval, implementation and post-implementation reporting for customized institutional (i.e., commercial) investment strategies. Purchase and download this template in PDF, PowerPoint (PPT) and Visio (VSD) formats. You can customize it to fit your own organization, or simply use it to better understand Institutional Investment Plan Implementation processes.

Related KPIs : Assets Under Management (AUM) per Employee, Return on Investment (ROI), Investments Headcount Ratio

What is Institutional Investment Plan Implementation?

The Institutional Investment Plan Implementation process involves coordination between institutional (i.e., business or commercial) investors, financial advisors, client services staff and compliance/risk management team members to develop and implement customized investment strategies. Initially, financial advisors and client relationship managers work with the investor to understand their needs and investment goals. A strategic investment plan, implementation timeline and service agreement are then drafted and reviewed by the investor. If those items are approved by both the investor and internal compliance/risk management team members, the details are then sent to the back office (Trade Operations & Support) where the reporting and execution of the investment plan in setup.

Download a Sample Institutional Investment Plan Implementation

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