Investment Management Client Services

Workflow Template

Investment Management Client Services

Workflow Template

This workflow template illustrates the development of investment strategies and the execution of transactions for retail (private wealth management) and institutional clients. Purchase and download this template in PDF, PowerPoint (PPT) and Visio (VSD) formats. You can customize it to fit your own organization, or simply use it to better understand Investment Management Client Services processes.

Related KPIs : Total Employees: Registered Financial Representatives, Assets Under Management (AUM) per Registered Financial Representative, Return on Assets (ROA)

What is Investment Management Client Services?

The Investment Management Client Services refers to a set of processes and tasks related to developing investment strategies for investment management customers. This process differs slightly for retail (private wealth management) and commercial, or institutional, clients. Financial advisors initially work to collect information related to the client's goals and risk appetite. After they have the required information, they develop and present investment options to their client. If the client approves the strategy, the financial advisor sends the details of the transaction to the trading desk (or executes the transaction electronically) for execution.

Download a Sample Investment Management Client Services

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