Retail Trade Capture & Entry

Workflow Template

Retail Trade Capture & Entry

This workflow template illustrates the collection of trade orders from retail, or individual, investors and the subsequent entry, execution, confirmation and report generation related to the trade. Purchase and download this template in PDF, PowerPoint (PPT) and Visio (VSD) formats. You can customize it to fit your own organization, or simply use it to better understand Retail Trade Capture & Entry processes.


What is Retail Trade Capture & Entry?

Retail Trade Capture & Entry refers to a set of activities and sub-processes related to collecting information regarding trades from retail (i.e., non-business/commercial investors) investors and executing trades based on the investor's "order." After the trade details have been captured, they are sent to the middle office for validation. Concurrently, client services staff will ensure that the proper funds are in place to execute the trade. After the trade is successfully executed, a confirmation is sent to the client. In some cases, post-trade adjustments (on day T+1) are required to complete the trade.


Download a Sample Retail Trade Capture & Entry

Frequently Asked Questions

Q: How do you create your Workflow Templates?

A: From real-world consulting engagements with Fortune 500 leaders. We’ve spent 25 years analyzing operations at hundreds of leading companies worldwide, documenting thousands of business processes at precise levels of detail. We’ve anonymized this data—drawn from millions of dollars’ worth of consulting assignments—and have made it available to you in easy-to-use templates at affordable OpsDog prices.

Q: What can a Workflow Template do for me?

A: Boost productivity, efficiency, and service levels! Broken business processes—marked by manual workarounds, downtime, and errors—are all too common. Many businesses write off this waste as “the cost of doing business.” But you know better than that! Simply select the OpsDog Workflow Template that best fits your situation, tweak it to your liking, and then use it to train employees, identify process improvements, inform an IT project, or re-design a workflow. That’s a lot of power in your hands, cheap!

Q: What’s in the box when I buy one?

A: Three handy versions, all in one zipped file. It’s yours to download immediately upon purchase, and includes your chosen Workflow Template in PDF format, plus Microsoft PowerPoint (which you can edit), and Visio (which you can also edit).

Q: Your download-able templates look great. But I need something custom. Can you help?

A: Heck yes. Our analysts would be happy to provide you with a more detailed Workflow Template than what we offer for instant download. We can also develop an entirely new, customized Workflow Template to fit your business; we specialize in this stuff and would love to help you! Simply email us (info@opsdog.com) or call us at 866.650.2888 and one of our friendly professionals will be happy to answer all your questions.

Have a question? Call: 844-650-2888 Email: info@opsdog.com