Workflow Template
Trade Fill & Confirmation
This workflow template illustrates the fulfillment of trade orders for institutional investors, including initial trade entry, trade recap and the confirmation of the transaction details with the trading counterparty. Purchase and download this template in PDF, PowerPoint (PPT) and Visio (VSD) formats. You can customize it to fit your own organization, or simply use it to better understand Trade Fill & Confirmation processes.
Related KPIs : Equities Trade Executions per Equities Trading Employee, Expense Ratio: Investment Fund Management, Trade Operations & Support Headcount Ratio, Trade Processing Error Rate: Equities, Unit Cost: Trade Processing (Back Office)
What is Trade Fill & Confirmation?
The Trade Fill & Confirmation process involves coordination between trading parties as well as both front office (sales and trading) and middle/back office (trade operations and support) staff to satisfy (i.e., fill) trade orders and confirm the trade details with the counterparty. Front office sales and trading team members collect the trade details and send an order to the middle/back office for fulfillment. After the trade order has been input, and any trade breaks or entry errors have been resolved, the trade is sent to the execution desk for completion.
Download a Sample Trade Fill & Confirmation
Frequently Asked Questions
Q: How do you create your Workflow Templates?
A: From real-world consulting engagements with Fortune 500 leaders. We’ve spent 25 years analyzing operations at hundreds of leading companies worldwide, documenting thousands of business processes at precise levels of detail. We’ve anonymized this data—drawn from millions of dollars’ worth of consulting assignments—and have made it available to you in easy-to-use templates at affordable OpsDog prices.
Q: What can a Workflow Template do for me?
A: Boost productivity, efficiency, and service levels! Broken business processes—marked by manual workarounds, downtime, and errors—are all too common. Many businesses write off this waste as “the cost of doing business.” But you know better than that! Simply select the OpsDog Workflow Template that best fits your situation, tweak it to your liking, and then use it to train employees, identify process improvements, inform an IT project, or re-design a workflow. That’s a lot of power in your hands, cheap!
Q: What’s in the box when I buy one?
A: Three handy versions, all in one zipped file. It’s yours to download immediately upon purchase, and includes your chosen Workflow Template in PDF format, plus Microsoft PowerPoint (which you can edit), and Visio (which you can also edit).
Q: Your download-able templates look great. But I need something custom. Can you help?
A: Heck yes. Our analysts would be happy to provide you with a more detailed Workflow Template than what we offer for instant download. We can also develop an entirely new, customized Workflow Template to fit your business; we specialize in this stuff and would love to help you! Simply email us (info@opsdog.com) or call us at 866.650.2888 and one of our friendly professionals will be happy to answer all your questions.
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