Trade Fill & Confirmation
This workflow template illustrates the fulfillment of trade orders for institutional investors, including initial trade entry, trade recap and the confirmation of the transaction details with the trading counterparty. Purchase and download this template in PDF, PowerPoint (PPT) and Visio (VSD) formats. You can customize it to fit your own organization, or simply use it to better understand Trade Fill & Confirmation processes.
Related KPIs : Equities Trade Executions per Equities Trading Employee, Expense Ratio: Investment Fund Management, Trade Operations & Support Headcount Ratio, Trade Processing Error Rate: Equities, Unit Cost: Trade Processing (Back Office)
What is Trade Fill & Confirmation?
The Trade Fill & Confirmation process involves coordination between trading parties as well as both front office (sales and trading) and middle/back office (trade operations and support) staff to satisfy (i.e., fill) trade orders and confirm the trade details with the counterparty. Front office sales and trading team members collect the trade details and send an order to the middle/back office for fulfillment. After the trade order has been input, and any trade breaks or entry errors have been resolved, the trade is sent to the execution desk for completion.
Download a Sample Trade Fill & Confirmation
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